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Investor FAQs

1.When was Neothetics founded?
2.Where is Neothetics' corporate headquarters?
3.Where is the company incorporated?
4.When is Neothetics’ fiscal year-end?
5.Who makes up the Neothetics Executive Management team and Board of Directors?
6.Who is Neothetics’ independent registered public accounting firm?
7.Who can I contact if I am a member of the media?
8.On which exchange is Neothetics listed and what is the ticker symbol?
9.When did Neothetics go public? What was the price?
10.How can I purchase shares?
11.Does Neothetics pay dividends and have a dividend reinvestment program?
12.Who is Neothetics' transfer agent and how do I contact them?
13.How do I transfer stock, change the address on my shareholder account, or replace a lost stock certificate?
14.Does Neothetics have a direct stock purchase plan?
15.What is Neothetics’ CUSIP number?
16.Where can I get the latest corporate news releases and financial reports?
17.How can I view documents Neothetics has filed with the Securities & Exchange Commission (SEC), including Forms 10-K and 10-Q?
18.How can I receive e-mail updates about earnings releases, news updates and stock quotes?
19.How can I obtain further information or materials on Neothetics?
1.When was Neothetics founded?
 We were founded and commenced operations in February 2007 as Lipothera, Inc. In September 2008, we changed our name to Lithera, Inc. In August 2014, we changed our name to Neothetics, Inc.

2.Where is Neothetics' corporate headquarters?
 9191 Towne Centre Drive, Suite 400
San Diego, CA 92122
Phone: (858) 750-1008

3.Where is the company incorporated?
 We were incorporated in Delaware in February 2007 under the name Lipothera, Inc. We commenced operations in February 2007 and, in September 2008, changed our name to Lithera, Inc. In August 2014, we changed our name to Neothetics, Inc.

4.When is Neothetics’ fiscal year-end?
 December 31st.

5.Who makes up the Neothetics Executive Management team and Board of Directors?
 You can view our management team by visiting the “Management Team” section of our website, and our directors by visiting the “Board of Directors” section of our website.

6.Who is Neothetics’ independent registered public accounting firm?
 Ernst & Young LLP

7.Who can I contact if I am a member of the media?
 For media inquiries please send an email to media@neothetics.com.

8.On which exchange is Neothetics listed and what is the ticker symbol?
 Neothetics is traded on the NASDAQ Global Market under the symbol NEOT.

9.When did Neothetics go public? What was the price?
 Neothetics began trading on the NASDAQ on November 20, 2014 at $14 per share.

10.How can I purchase shares?
 Shares can be purchased through a stockbroker of your choice.

11.Does Neothetics pay dividends and have a dividend reinvestment program?
 Currently, Neothetics does not offer a dividend or a dividend reinvestment program.

12.Who is Neothetics' transfer agent and how do I contact them?
 Neothetics’ transfer agent is Philadelphia Stock Transfer, Inc., 2320 Haverford Rd., Suite 230, Ardmore, PA 19003. For general inquiries email info@philadelphiastocktransfer.com or call toll free (866) 223-0448.

13.How do I transfer stock, change the address on my shareholder account, or replace a lost stock certificate?
 Please contact our transfer agent, Philadelphia Stock Transfer, Inc., via email info@philadelphiastocktransfer.com or call toll free (866) 223-0448. Philadelphia Stock Transfer can look up your records and make any necessary adjustments. There is a fee involved for replacing lost certificates. Information is also available at http://www.philadelphiastocktransfer.com.

14.Does Neothetics have a direct stock purchase plan?
 Neothetics does not offer a direct stock purchase plan.

15.What is Neothetics’ CUSIP number?
 The CUSIP # is 64066G 101.

16.Where can I get the latest corporate news releases and financial reports?
 You can read Neothetics’ press releases by visiting the “Press Releases” page in the “Investor Relations” section of our website. You can also access "Financial Reports" here.

17.How can I view documents Neothetics has filed with the Securities & Exchange Commission (SEC), including Forms 10-K and 10-Q?
 Quarterly and Annual Reports and other investor materials, when available, can be found in "Financial Reports" in the "Investor Relations” section of our corporate website. Additionally, all SEC filings can also be accessed directly from the SEC at www.sec.gov.

18.How can I receive e-mail updates about earnings releases, news updates and stock quotes?
 To receive e-mail alerts from Neothetics, complete the form on this page.

19.How can I obtain further information or materials on Neothetics?
 To request additional information, please complete and submit the form on this page.